The Problem — And Opportunity — Of Implicit Bias In The Bar Investors Say Curo's Bid To Nix Their Suit Misses The Point UBiome Seeks Liquidation As Creditors Balk On DIP Loan 2 Brokerages To Pay $37.5M To Resolve Forex Fraud Claims Bernstein, Friedlander To Lead Mindbody Investor Litigation CFTC Fines Morgan Stanley Unit, Others For Spoofing Colo. Grower Ran Cannabis & Cattle Ponzi Scheme, SEC Says Orrick Nabs Theranos Exec's Trial Atty For Seattle Office Chancery OKs Anixa Reform Deal To End Repriced-Stock Suit PTAB Axes Nasdaq Patents Under Alice, Won't DQ Fish Analogic Exits Investor Challenge To $1.1B Altaris Tie-Up RAIT Calls Investors' Objections To Ch. 11 Plan Unfounded Ponzi Schemer Rothstein Loses Appeal To Trim Sentence Soda Investors Sue In Chancery Over Popped Ambitions Kaplan Voekler Steers Red Oak's $50M Bond Offering Crypto Pump-And-Dump Claims Can't Hold Up Interactive Brokers Can't Nix Suit Over Liquidation Algorithm Foot Locker Kicks Shareholder Suit Over Vendor Troubles Judging A Book: Thapar Reviews Gorsuch's 'A Republic' Ex-NY Rep. Collins Cops To Insider Trading, Lying To FBI Investors Say 'Attorney-Broker' Ran Real Estate Ponzi Scam Philly, Baltimore Fight To Keep Big Banks In Rate-Rigging Suit AmEx Says 1 Global Receiver Can't Get Back $2.7M Chancery Nixes Spectra Investor Bid To Salvage $661M Suit
This Week In Securities Litigation (Week ending November 13, 2015) A New Trend? NY AG Settles First Climate Change Disclosure Case SEC, DOJ Charge Author of False Stock Tweets This Week In Securities Litigation (Week ending November 6, 2015) SEC Brings Actions Against Ponzi Schemer, Client SEC, Adviser Settle Proceeding Centered on Conflicts SEC’s Crowdfunding Rules This Week in Securities Litigation (Week ending October 30, 2015) New SEC Enforcement Action Database from NYU and Cornerstone Research SEC Sanctions Brokers For Not Obtaining Best Execution SEC Cites Firm’s Inadequate Books For Delaying Investigation SEC Files Record Number of Independent Enforcement Actions in Fiscal 2015 SEC Sanctions Another Entity for Not Following Its Own Procedures SEC – Broker From Grand Central Insider Trading Scheme Settle This Week in Securities Litigation (Week ending October 23, 2015) Supremes Refuse Insider Trading Case- Prosecutions Now Tougher Investment Advisor Admits Theft to Settle SEC Fraud Charges SEC Sanctions Advisers For Not Disclosing Shift in Investment Strategy This Week In Securities Litigation (Week ending October 16, 2015) FINRA Requires BrokerCheck Link on Websites Broken Windows: SEC Files Six Settled Rule 105 Actions UBS Settles Structured Note Case with SEC SEC Wins Summary Judgment in Two Fraud Actions This Week in Securities Litigation (Week ending October 9, 2015)